He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. By Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Gartner Terms of Use She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Senior Executive Vice President Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Senior Executive Vice President Hope D.Mehlman Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Beth Ardoin Chief Communications Officer . Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. 4 Models for the Chief Compliance Officer Role. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Deputy Chief Risk Officer and Chief Credit Officer. During this period, he served in line management positions in manufacturing, distribution and sales. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Prior to that, Danella led Private Wealth Management. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Officers & Directors | Renasant Corporation Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. In addition, Nolan oversees competitive and strategic analysis. She leads all institutional, retail and fixed income investor relations functions. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Design a human-centric compliance culture. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Head - Financial Risk. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. This press release features multimedia. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Regions Bank Names Andrew Nix as Chief Governance Officer Treasurer. Anthony Restel President, Regional Banking . Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Privacy Policy. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Scott M. Peters Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. You should consult privacy disclosures at the linked website for further information. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Fournier J. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Andrew Nix. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Deputy Chief Compliance Officer - Retail Broker-Dealer Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Chief Human Resources Officer. Nix commits much of his time to community engagement and professional organizations. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Bank compliance officers evaluate policies/procedures and ensure they . Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Management Bios | Regions Financial Corporation He leads the companys Executive Leadership Team. Member FDIC. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Reserve Bank of India - Notifications President, Regions Foundation. Chief Financial Officer. Gartner Terms of Use Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. (Photo: Business Wire). Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn President and Chief Executive Officer of Regions Financial Corporation. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. David R. Keenan John Turner is president and chief executive officer of Regions Financial Corporation. Senior Executive Vice President The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. In 2006, he led the HR integration during the Regions/AmSouth merger. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. He earned a masters degree in Human Resources from Boston University. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. December 09, 2020, 1:13 p.m. EST 1 Min Read. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Andy Hernandez is Chief Digital Officer for Regions. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Mehlman received her bachelors degree from Cornell University. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn 2023Gartner, Inc. and/or its affiliates. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Privacy Policy. Andrews experience and insights will help us build on these accomplishments. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. He was also head of Commercial Middle Market and Treasury Management Sales. Head of Corporate Responsibility and Community Engagement. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Executive Vice President David Popwell President, Specialty Banking . He is a member of Regions Executive Leadership Team. He began his career at Crestar Mortgage. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Senior Executive Vice President Congratulations on your new role. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Head of Corporate Real Estate and Procurement. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. He is a member of the Executive Leadership Team. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama.